C H A PT E R 4 Conceptualizing Knowledge Emergence

C H A PT E R 4
Conceptualizing Knowledge
Emergence
4.1 GATEKEEPERS,INFORMATION, STARS,AND BOUNDARY SPANNERS
The seminal work was that of Thomas J. Allen of MIT [Allen and Cohen, 1969, Allen,T.,1977] who conducted a number of studies relating to information flow in industrial and corporate R&D laboratories.Allen’s most ingenious contribution to the field was to seize upon the phenomenon that in many cases in the context of military R&D and procurement, the same contract is awarded to two different organizations to achieve the same end, typically in the case of a critical component of a larger system. Duplicative development contracts may, in fact, be very worthwhile insurance against the failure of a key component of a system. This duplication provided a wonderfully robustcontext in which to examine information flows and what distinguished the information flows in the more successful projects from the less successful.
Allen coined the term ‘Gatekeeper’ to describe the information flow stars that he discovered,the heavily connected nodes in the information flow pattern. The reason that he chose that term was that much of the development and project work that he investigated was classified military work, where there seemed to be something of a paradox, how was a team to be successful if it didn’t effectively connect with the world of information outside the organization? But how did it do that in a classified and communication restricted environment?What he discovered was that the information stars, the sociometric stars, were the answer to that paradox; they were the information channels through which external information reached the project team.That role was so crucial in the contexts that Allen typically investigated what he termed his sociometric stars “Gatekeepers.” They oversaw and guarded the gates through which external information reached the projects. Indeed, one might say that they were not just the gatekeepers, they themselves were the gates.
4.2 RESEARCH PRODUCTIVITY AND KNOWLEDGE
The ‘Gatekeepers, Information Stars & Boundary Spanner’ tradition is very consistent with a substantial body of work studying research productivity. Koenig,M. [1992a], for example, in the context of the U.S. pharmaceutical industry, studied the relationship between research productivity and the information environment in which that research was conducted. The productivity measure was, at base, simply the number of approved new drugs (new drug applications or NDAs) per millions of dollars of R&D budget. This measure, however, was refined by weighting the NDAs in regard to: 1) whether or not the Food and Drug Administration (FDA) judged the drug to be an “important therapeutic advance,” 2) the chemical novelty of the drug, and 3) the filing company’s patent position in regard to the drug, an indicator of where the bulk of the research was done. The study is compelling because of the high face validity of the measure of success, the successful introduction of new pharmaceutical agents, since that is what pharmaceutical companies are about after all, and because of the statistical robustness of the results, a consequence of the fact that the more successful companies were found to be not just twenty or thirty percent more productive than the not so successful companies, they were two or three hundred percent more productive.
The more productive companies were characterized by:
·         A relatively egalitarian managerial structure with unobtrusive status indicators in the R&D environment,
·          Less concern with protecting proprietary information,
·         Greater openness to outside information, greater use of their libraries and information centers, specifically, greater attendance by employees at professional meetings,
·         Greater information systems development effort,
·         Greater end-user use of information systems and more encouragement of browsing and serendipity. Increased time spent browsing and keeping abreast,

4.3 LACK OF RECOGNITION OFTHESE FINDINGS IN THE BUSINESS COMMUNITY
As Allen pointed out in his study, there is a surprising lack of recognition of these findings about the importance of information stars in the business community. This is, in fact, a subset of an even larger problem - the lack of recognition of or even obtuseness to the importance of information and information related managerial actions in the business community. For example, one major study that reviewed a large corpus of work on R&D innovation, [Goldhar et al., 1976], concluded that there are six characteristics of environments that are conducive to technological innovations. The three most important characteristics are all related to the information environment and information flow – specifically: 1) easy access to information by individuals; 2) free flow of information both into and out of the organizations; 3) rewards for sharing, seeking, and using “new” externally developed information sources. Note the ‘flow in and out’ and the ‘sharing, seeking, and using’. Number six is also information environment related, 6) the encouragement of mobility and interpersonal contacts. Yet in a remarkable oversight, the studies’ authors never remarked on the dramatic win, place, and show finish of information and knowledge factors.

4.4 COMMUNITY-BASEDMODELS
The Information Systems literature points to an abundance ofKMstrategies in the category of Computer Mediated Communication (CMC). Such systems provide the infrastructure for enabling the interactions needed for a group’s knowledge synergies and interactive activities [Maier, R., 2002] and may include bulletin boards, electronic meeting/conferencing, or online chat. In this model, the notion of space [Ruhleder, K., 2002], physical or otherwise, is important primarily because the meeting place or system provides an environment that allows for interactions to unfold, at the convenience of individual participants, often asynchronously. Further, such CMC interactions allow for the creation of persistent records [Robins, J., 2002] of the interactions. Chat and other kind of social media transcriptions can be preserved too as another example. To the extent that discourse occurs through such interactions, the dialectics can be archived for future reference and subsequent “reuse.” However,  asHislop, D. [2002] points out, while technology may provide the tools for interaction and communication, the application of technology alone may not be a sufficient condition for sustaining the creation and sharing of knowledge.

4.5 REPOSITORY MODEL
The knowledge management repository, a space to store and retrieve knowledge objects has long been a standard in KMprograms. It is a model that emphasizes the creation of quality knowledge content in online repositories with re-use as a goal. Markus, M. [2001] argues that the purpose and content of knowledge records in repositories often differ depending on who needs the documentation: the content producer, similar others, or dissimilar others. She emphasizes that a great deal of effort is required to produce quality content, and, as such, part of the burden of documenting and packaging knowledge objects can be transferred to intermediaries, saving time and energy of the organization’s staff. In addition, adding context is also another aspect of making content more usable. Markus proposes the roles of human intermediaries in what she terms as “repurposing” of repositories to make them more appropriate for use by others. Examples of activities that could be performed include abstracting, indexing, authoring, and sanitizing or scrubbing content. Because of the costs involved in repackaging and making repository knowledge content more usable to the knowledge seeker,Markus looks to an expanded role for technological support of core competencies of librarians, archivists, data curators, and other information professionals.

4.6 ACTIVITY-BASEDMODELS
While there has been significant work done in terms of Information Systems support for the coordination of work [Winograd,T., 1988], the next logical progression would be to link knowledge production and capture with work processes. For example, Blackler, F. [1995] considers knowledge in organizations as socially distributed collective activity systems, and emphasizes the significance of incoherence and dilemma as the key issues in social systems. Similarly, Engeström, Y. [1999] research, using activity systems as cycles of expansive learning in work practices, also points to the  importance of activities as providing the necessary context for grounding organizational knowledge. Based on such a historical-cultural perspective of activity, Hasan, H. [2003] proposed rudiments of a KM system influenced by activity-based models that would link work activities with people and content.

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C H A PT E R 5 Knowledge “Acts”

C H A PT E R 5
Knowledge “Acts”
5.1 QUESTION ASKING AND ANSWERING
Question asking and answering is a foundational process by which what people know tacitly becomes expressed, and hence, externalized as knowledge. To support such a view, we borrow from speech acts theory [Searle, J., 1969] that amongst others categorizes question asking as a form of a speech act. In adapting the theory, Hirschheim et al. [1995] describe types of speech acts that pertain to aspects of either Knowledge Management (KM), or Information Management (IM). For example, Boahene and Ditsa [2003] suggest that Information Management systems target a base of expressive speech acts by mainly supporting the recall of meaning-attribution while Knowledge Management systems target regulative and constantive speech acts primarily to support the organization and management of dynamic complexity. They reason that IM addresses questions such as ‘Where,’ ‘Who,’ ‘When,’ and ‘What,’ while KM targets problems involving dynamic complexity, addressing solutions to questions such as ‘How’ and ‘Why.’ Quigley and Debons [1999] adopted a similar stance that considers information as texts that primarily answer ‘informative’ questions such as who, when, what, or where while knowledge is considered as texts that answer more ‘explanatory’ or ‘meaning related’ questions such as why or how.

5.2 POSTING CONTENT TOREPOSITORIES
Contributing content such as lessons-learned, project experiences, and success stories is another approach to knowledge sharing. The capturing of best practice has often been highlighted as a form of externalized knowledge. O’Dell and Jackson [1998] point out the importance of frameworks for classifying information.For example, they note that Chevron and other groups organize information in their best practice databases using the Process Classification Framework developed by APQC (American Productivity and Quality Council) and Arthur Andersen. Through such a framework, subunits can talk with each other more effectively via a common vocabulary.

5.3 (RE)USING KNOWLEDGE
Desouza et al. [2006] assert that the decision to consume knowledge can be framed as a problem of risk evaluation, with perceived complexity and relative advantage being identified as factors relating to intentions to “consume” knowledge. However, it is essential that the knowledge consumer is able to reasonably frame his or her knowledge needs. Belkin et al. [1982] found that during problem articulation, users have anomalous states of knowledge, and they may not be able to specify their information needs accurately. Since the publication of this seminal work legions of researchers have worked on systems that will help people formulate effective questions that will retrieve relevant information.McMahon et al. [2004], studying team work involving engineering design, suggest that both codification and personalization approaches to knowledge reuse are relevant. They recognize the notion of information value, allowing for the matching of information to the knowledge needs of the user. They propose that good representations of both information characteristics and user characteristics are essential.

5.4 KNOWLEDGE-BASED 
In general, decision making involves identifying alternatives, projecting probabilities and outcomes of alternatives, and evaluating outcomes according to known preferences and implications for stakeholders. Choo, C. [2002] suggests that decision making activity requires the establishment of shared meanings and the assumption of prior knowledge.
Shared meanings and purposes as well as newknowledge and capabilities, converge on decision making as the activity leading to the selection and initiation of action.Shared meanings, agendas, and identities select the premises, rules, and routines that structure decision making. New knowledge and capabilities make possible new alternatives and outcomes, expanding the range of available organizational responses [Choo, C., 2002, p. 86]. Choo further proposes that information flows are a central process that bridges knowledge creation and decision making activity. Information flows continuously between sense making, knowledge creating, and decision making, so that the outcome of information use in one mode provides the elaborated context and the expanded resources for information use in the other modes [Choo, C., 2002, p. 85].
Information used in one activity that results in new knowledge will, in turn, be used to guide selection of alternatives in future tasks that involve decision making. Codified rules and routines would be relied on to support evaluation of alternatives and selection of action decisions. Choice of alternatives, and decision outcomes then provide the backdrop upon which sense making, or justification, of decision rationale occurs. Such decision rationale, and its associated sense making can then be codified for (re)use in other contexts, applied to future activities that draw on it to create new instances of knowledge.

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C H A PT E R 6 Knowledge Management in Practice

C H A PT E R 6
Knowledge Management in
Practice
6.1 KMIN PRACTICE – PROCESSES
A very useful way of thinking is to conceptualize KMas the actualization of what Powell,T. [2001a] calls the “Knowledge Value Chain.” The chain is straightforward, a pyramid, in fact, leading from Data at the bottom through Information, Knowledge, Intelligence, Decision, and Action, to Value. The notion is simple, but the explication is sophisticated and complex. Value to the organization is ultimately what KM is about.

6.1.1 FINDING INFORMATION AND KNOWLEDGE
Finding information and knowledge refers to processes that allow organizations to make sense and make use of data, information, and knowledge objects that may be present but are not codified, analyzed, nor accessible to members. Knowledge exists in all organizations, but all knowledge may not be explicit. Knowledge objects or artifacts are entities that represent knowledge existing within organizational members [McInerney, C., 2002]. A long-time employee may have a deep understanding of processes and guidelines, but he or she may never have written them down or compiled them in a document like a procedural manual.

6.1.2 SHARING INFORMATION AND KNOWLEDGE
Sharing of information for knowledge development is the most traditional collection of processes, easily understood, but often overlooked in a systematic knowledge management program. Sharing refers to the willingness and ability of the knowledgeable to share what they know to help others expand their own learning and knowing.Teaching and learning activities, such as online universities in industry, mentoring programs, apprenticeships, and training programs all serve as opportunities for individuals to share knowledge. The live interactions that occur in lectures and other kinds of learning sessions can now be captured fairly easily with digital video or audio equipment. Even devices have these capabilities.They can then be indexed and placed on a shared file platform or in an intranet. If indexed appropriately, knowledge workers can find the audio and video and use these things over and over again. The principals therefore wanted the person who needed the information or knowledge to have to come to them, so that the two contexts could be discussed and the applicability properly understood. The principles were, in general, quite willing to have it be broadcast that they had a lesson learned in a particular area, but in many cases, they did not want so much to be revealed that someone else would feel that they knew enough about that lesson to take it and run with it without consultation first.

6.2 KM IN PRACTICE - PROCEDURES AND PRACTICES
Note that KM is a complex topic, and in attempting to write about its various dimensions and to address it from different perspectives, some overlap is unavoidable.

6.2.1 KNOWLEDGE AUDIT
The obvious first step in launching a formalKMprogram throughout an organization is to conduct an information or knowledge audit.An audit answers the questions of what information and knowledge exists in the organization and where is it?Who maintains it?Who has access to it? Etc. The idea of an information auditory much predates KM as we have defined KM here. Accompanying, or more accurately a component of, the Information Resources Management (IRM) movement of the 1970’s was a strong emphasis upon the information or knowledge audit. The foremost exponent of the information or knowledge audit was Forrest (Woody) Horton. He and Burk developed a program called ‘InfoMapper’ [Burk and Horton, 1988] precisely to facilitate the conduct of an information audit.

6.2.2 TAGS,TAXONOMIES,AND CONTENTMANAGEMENT
Having identified and located information and knowledge, the obvious next step is to make it relocatable and retrievable, made possible by tagging and creating taxonomies. (Note that the term used by far the most frequently in this context in KM is “taxonomy.” The traditional professional information community would call what most authors in theKMfield call a taxonomy a classification scheme, or a classificatory or syndetic structure. But most writers in the KM domain come from the business world and are unaware of that terminology, and use the word “taxonomy” that they remember from their high school and college science courses.) Stage III of the development of KM, described above, can well be called the Taxonomy Stage.

6.2.3 LESSONS LEARNEDDATABASES
Lessons Learned databases are databases that attempt to capture and to make accessible knowledge that has been operationally obtained and typically would not have been captured in a fixed medium (to use copyright terminology). In theKMcontext, the emphasis is typically upon capturing knowledge embedded in persons and making it explicit.The lessons learned concept or practice is one that might be described as having been birthed by KM, as there is very little in the way of a direct antecedent. Early in the KM movement, the phrase typically used was “best practices,” but that phrase was soon replaced with “lessons learned.” The reasons were that “lessons learned” was broader and more inclusive, and because “best practice” seemed too restrictive and could be interpreted as meaning there was only one best practice in a situation.What might be a best practice in North American culture, might well not be a best practice in another culture.The major international consulting firms were very aware of this and led the movement to substitute the new term. “Best Practices” succeeded by “Lessons Learned” was the most common hallmark phrase of Stage I of KM development.

6.2.4 EXPERTISE LOCATION
If knowledge resides in people, then one of the best ways to learn what an expert knows is to talk with one. Locating the right expert with the knowledge you need, though, can be a problem. The basic function of an expertise locator system is straightforward, it is to identify and locate those persons within an organization who have expertise in a particular area. Such systems were commonly known as “Yellow Page” systems in the early days of KM, the name coming from the telephone book yellow pages, the section of the phone book, or a separate volume of the phone book, organized for subject search. In recent years, the term expertise locator or expertise location has replaced yellow pages as being rather more precise. After all the yellow pages metaphor with its implication of subject search could apply to many areas of KM, such as for example lessons learned and content management.
Expertise location systems are another aspect of KM that certainly predates KM thinking. The Mitre Corporation, for example, developed such a system in 1978. It was based upon creating a database developed from reformatted resumes retrieved from word-processing tapes, and upon the development of a competence area thesaurus to improve retrieval.However, even in a technologically sophisticated organization, generously, by the standards of the time, supplied with computer workstations, the system was underutilized, fell into disuse, and was for all practical purposes abandoned. More than two decades later, the system was essentially reinvented as part of a larger KM initiative [Mattox et al., 1999], by a development team that was totally unaware of the previous system and its thesaurus, which they would have called a “taxonomy,” and which had to be recreated. A journal article on the history of KM at Mitre [Maybury, M., 2003] starts its discussion in the late 1980s and makes no mention of the 1978 system. This is a good example of valuable organizational knowledge and expertise being lost due primarily to normal personnel turnover.

6.2.5 COMMUNITIES OF PRACTICE (COPS)
Communities of Practice (CoPs) are groups of individuals with shared interests that come together in person or virtually to tell stories, discuss best practices, and talk over lessons learned [Wenger, E., 1998a,Wenger and Snyder, 1999].Communities of practice emphasize the social nature of learning within or across organizations.
            The organization and maintenance of CoPs is not a simple and easy undertaking. As Durham, M. [2004] points out, there are several key roles to be filled, which she describes as manager, moderator, and thought leader. They need not necessarily be three separate people, but in some cases they will need to be. For a CoP, some questions that need to be thought about are: Who fills those roles? manager, moderator, and thought leader. How is the CoP managed? Are postings open, or does someone vet or edit the postings? How is the CoP kept fresh and vital? When and how (under what rules) are items removed?

6.3 PROCESSES,PROCEDURES,AND PRACTICESMATRIX
If we create a matrix in which the rows are KM Processes and the columns KM Procedures and Practices, and in which the ordering, top to bottom and left to right is roughly in chronological or serve, the matrix looks like:
 




Figure 6.1: Processes and Procedures & Practices Matrix.
That matrix reveals several interesting things. Almost everything one does in KM is designed to help find information and knowledge.However, if we assume that the main goal ofKMis to share knowledge and even more importantly to develop new knowledge, then the Knowledge Audit and the Tags, Taxonomies and Content Management stages are the underpinnings and the tools. It is the knowledge sharing and knowledge creation of one on one communications enabled by expertise locators, and the communal sharing and creation of knowledge enabled by communities of practice toward which KM development should be aimed.

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